Assistant General Counsel, Regulatory

Menlo Park, United StatesOn-site

Responsibilities

Navigate complex regulatory frameworks to help the business design innovative financial products and services
Identify and draft necessary changes to the firm's systems and procedures to meet the
Draft agreements, policies and procedures, disclosures, account documentation and website materials
Review marketing materials, advertisements, and other communications with the public
Resolve customer account issues related to estates, bankruptcies, powers of attorney, and related matters.
Monitor SEC/FINRA and SRO rule developments and making resulting recommendations
Research securities and brokerage questions and providing legal analysis and recommendations
Track record of developing practical solutions to novel problems

experience in retail broker-dealer regulation who is excited to work at the intersection of regulation, technology, and finance.
J.D. degree (or foreign equivalent) and membership in at least 1 U.S. state bar
experience specializing in advising retail broker-dealers
Knowledge or expertise in the rules and regulations relevant to broker-dealers, including for example: sales practice rules, Reg BI, Form CRS, licensing and registration, communications with the public, and books and records •
Experience supporting different types of brokerage accounts, including for example, IRAs, trusts, and custodial accounts.
Experience at a federal or state financial regulatory agency •
Experience with finance, technology or start-up organizations
Ability to effectively manage multiple time sensitive tasks and react to ever-shifting priorities •
Experience drafting comment letters, working with industry trade groups, and engaging in rulemaking and legislative advocacy efforts •
experience with catered meals, events, and comfortable workspaces.

An estimated $124 trillion of assets will be inherited by younger generations in the next two decades.
Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching. Best-in-class
benefits to fuel your work, including 100% paid health insurance for employees with 90% coverage for dependents.
Lifestyle wallet — a highly flexible
benefits spending account for wellness, learning, and more.
Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
Time off to recharge including company holidays, paid time off, sick time, parental leave, and more! Exceptional office
In addition to the base pay range listed below, this role is also eligible for bonus opportunities + equity + benefits.
Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands.
The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones.
For other locations not listed, compensation can be discussed with your recruiter during the interview process. Base Pay Range:
Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC) $217,000 — $255,000 USD Zone 2 (Denver, CO; Westlake, TX; Chicago, IL) $191,000 — $224,000 USD Zone 3 (Lake Mary, FL; Clearwater, FL; Gainesville, FL) $170,000 — $199,000 USD

If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.
We are building an elite team, applying frontier technologies to the world’s biggest financial problems.
Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers.
We’re a high-performing, fast-moving team with ethics at the center of everything we do.
Expectations are high, and so are the rewards.
Robinhood is looking for an Assistant General Counsel to join our growing Regulatory legal team. We are looking for an attorney with
We are looking for a highly adaptable and collaborative person who can handle ambiguity and rapidly shifting priorities with flexibility and perseverance.
This is an exciting opportunity to join a growing company and support our mission to democratize finance for all.
This role is based in our New York, NY; Washington DC; or Menlo Park, CA office(s), with in-person attendance expected at least 3 days per week.
At Robinhood, we believe in the power of in-person work to accelerate progress, spark innovation, and strengthen community. Our office