legal
Posted 5 days agoCommunications Compliance Senior Specialist
at Robinhood
Denver, United StatesOn-site
Responsibilities
- Review, analyze, and advise internal clients on the adherence of parent company/enterprise-level communications and certain third party advertising units with compliance and firm guidelines
- Conduct principal-level review and approval of communications to ensure they meet applicable regulatory laws as well as firm standards
- Guide internal stakeholders and teammates on Compliance for projects and deliverables with an enterprise-level lens and perspective
- Draft practical guidelines for internal clients to ensure compliance with regulatory and firm requirements
- Develop and implement process and system improvements to increase quality, effectiveness, impact and scalability What you bring
Requirements
- A bachelor’s degree or equivalent
- experience in communications compliance or a related function supporting public-facing content
- Knowledge of applicable regulatory frameworks, including FTC, SEC, FINRA, CFTC, FCA, or similar regulatory requirements
- Experience managing multiple priorities and larger, complex compliance projects, independently with shifting deadlines while maintaining attention to detail and documentation standards
- Ability to collaborate cross-functionally with Legal, Compliance, Marketing, Content, Research, Engineering, or similar teams to support compliant communications. •
- Experience using tools such as Google Workspace, Figma, Red Oak, Tableau, or Coda, and familiarity with AI-enabled business tools such as ChatGPT or Google Gemini in a compliance or business context What we offer
- experience with catered meals, events, and comfortable workspaces
Benefits
- An estimated $124 trillion of assets will be inherited by younger generations in the next two decades.
- Ability to effectively manage multiple priorities and adapt to a changing environment-project management skillset is a bonus
- Performance-driven compensation with multipliers for outsized impact, bonus programs, equity ownership, and 401(k) matching. Best-in-class
- benefits to fuel your work, including 100% paid health insurance for employees with 90% coverage for dependents.
- Lifestyle wallet — a highly flexible
- benefits spending account for wellness, learning, and more.
- Employer-paid life & disability insurance, fertility benefits, and mental health benefits.
- Time off to recharge including company holidays, paid time off, sick time, parental leave, and more! Exceptional office
- In addition to the base pay range listed below, this role is also eligible for bonus opportunities + equity + benefits.
- Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands.
- The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones.
- For other locations not listed, compensation can be discussed with your recruiter during the interview process. Base Pay Range:
- Zone 1 (Menlo Park, CA; New York, NY; Bellevue, WA; Washington, DC) $115,000 — $135,000 USD Zone 2 (Denver, CO; Westlake, TX; Chicago, IL) $101,000 — $119,000 USD Zone 3 (Lake Mary, FL; Clearwater, FL; Gainesville, FL) $89,000 — $105,000 USD
Additional details
- If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.
- We are building an elite team, applying frontier technologies to the world’s biggest financial problems.
- Robinhood isn’t a place for complacency, it’s where ambitious people do the best work of their careers.
- We’re a high-performing, fast-moving team with ethics at the center of everything we do.
- Expectations are high, and so are the rewards.
- The Communications Compliance team ensures our parent company and affiliate entities maintain the highest standards of regulatory and brand integrity.
- We review, audit, approve, and advise on a wide range of public-facing retail communications, partnering closely with Marketing, Legal, Content, and Compliance teams.
- As a Communications Compliance Senior Specialist, you will review and advise on parent company and enterprise-level communications, including select third-party advertising content, and work with business compliance on multi-entity communications.
- You will provide guidance early in the creative process and support internal teams in meeting regulatory
- This role plays a key part in ensuring communications align with FTC, SEC, FINRA, CFTC, FCA, and other applicable regulatory standards.